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Ships within 48 hours · Estimated delivery Aug 13 - Aug 18
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Description
BD- Electronic Communications Policy Disclosure StatementThe Broker Dealer Electronic Communications Policy Disclosure Statement is typically used as part of a broker dealers periodic compliance certification process with its registered and associated personnel. As the obligations to supervise electronic communications are based largely on the content and audience of the message rather than the electronic form of the communication, the Electronic Communications Policy Disclosure Statement is designed to
The Broker-Dealer Electronic Communications Policy Disclosure Statement is typically used as part of a broker-dealer’s periodic compliance certification process with its registered and associated personnel. As the obligations to supervise electronic communications are based largely on the content and audience of the message rather than the electronic form of the communication, the Electronic Communications Policy Disclosure Statement is designed to communicate a broker-dealer’s set of policies regarding the use of electronic communications as well as obtain certification of compliance with respect to such policies in accordance with FINRA rules and supporting regulatory notices.
Version/Update: V.2/May 28, 2018
Total Page Count: 1
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy